Specialist compliance modelLive

UK Financial Promotions Model

For teams responsible for outward-facing financial marketing across investment, banking, insurance, credit, cryptoasset, social-media, and sustainability-linked promotions.

1,757
active source-linked obligations

Available now through the governed live release.

Status
Live
Region
United Kingdom
Modes
Review · Create · Update
Inputs
Content · web pages · image ads
Who it is for

Built around the people who carry the decision.

The model is useful where content volume has outgrown email, tracked changes, and memory, but the accountable reviewer still needs to understand and own the final call.

01

Regulated firms

IFAs, wealth and asset managers, banks, insurers, lenders, fintechs, and crypto firms reviewing customer-facing promotions.

02

Compliance and legal

Reviewers who need the issue, source-linked basis, suggested change, and decision history in one place.

03

Marketing and advisers

Internal teams, law firms, agencies, and consultants creating or reviewing regulated financial content.

The work

Three ways to use the same specialist model.

Review

Check existing content and return prioritised findings, cited obligations, suggested changes, and open actions.

Create

Draft from a controlled brief with the model, audience, channel, product facts, and evidence in view.

Update

Reuse proven content for a new season, year, offer, or audience while relevant facts and safeguards are rechecked.

Supported content and channels

Review submitted copy and documents, public pages, and static creative. The visual context of image ads stays beside the review.

  • Paid and organic social
  • Image ads and static creative
  • Email and direct marketing
  • Landing pages and public websites
  • Brochures, documents, and articles
  • Affiliate, influencer, and campaign copy
Model boundary

Specific enough to be useful. Clear about what it is not.

Included in this model

  • Investment promotions, performance claims, risk warnings, and prominence
  • Retail banking, insurance, mortgage, and consumer-credit promotion overlays
  • Cryptoasset financial promotions and approval/perimeter context
  • Finfluencer, affiliate, and social-media financial promotions
  • Consumer Duty signals that affect outward-facing promotion content
  • Financial-product sustainability, anti-greenwashing, and SDR promotion checks
  • Scoped PECR, UK GDPR, DPA 2018, and ICO direct-marketing delivery controls

Outside this model

  • A general FCA conduct or Consumer Duty audit
  • Product-governance, suitability, or advice-file assessment
  • Prudential, capital, liquidity, or regulatory-reporting compliance
  • AML, sanctions, financial-crime, or transaction-monitoring review
  • A general privacy, data-protection, or cybersecurity audit
  • Legal advice or the customer's required final approval
Representative review

A finding with enough context to act on.

This synthetic example shows the buyer-facing result, not the full source graph or the internal logic used to assemble it.

Review record example
ISA paid-social claim
High
Content
Our Growth Portfolio is expected to deliver 8% annual returns for UK retail investors.
Finding
The future-performance claim lacks visible objective support, balanced assumptions, and the context needed to avoid misleading the audience.
Cited basis
COBS 4.6.7 · COBS 4.2.1R
Suggested change
Remove the unsupported forecast, or substantiate it with the required methodology, balanced scenarios, fees, assumptions, and warning before publication.
Decision
Customer reviewer action required

Currentness posture

The live governed release is maintained through source monitoring and reviewed model updates. Where a job depends on current external facts, Redcliffe checks those facts without rewriting earlier review records.

Availability

Live on eligible self-serve plans and Enterprise. One compliance model is included with each core plan; additional models can be added where available.

Live model

See what UK Financial Promotions returns on representative content.

Bring one real or representative asset. The result will show the findings, cited basis, suggested changes, and the record your reviewer would receive.